Full text of PULLMAN SECURITIES, LLC's X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMBAPPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C <sup>20549</sup>** | Expires:Nov.30,2026 | |----------------------------------------------------| | Estimatedaverage burden<br>hoursperresponse:<br>12 | | SEC FILE NUMBER | | 8-51234 | OMB Number:3235-0123 ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7under the Securities Exchange Act of <sup>1934</sup>** **FILING FOR THE PERIOD BEGINNING** 01/01/2025 **AND ENDING** 12/31/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** **NAME OF FIRM**. **:**PULLMAN SECURITIES, LLC **TYPE OF REGISTRANT (check all applicable boxes):** **0 Broker-dealer Security-based swap deaier Major security-based swap participant** Check hereif respondent is also anOTC derivatives dealer ## **ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> P.O. box no.)** # 9250 Robin Drive (No. and Street) Los Angeles CA 90069 (City) (State) (Zip Code) **PERSON TO CONTACT WITH REGARD TOTHIS FILING** David Pullman 310-288-0558 **dpullman@pullmanbonds.com** (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** ## Mercurius & Associates LLP (Name— if individual,state last,first,and middle name) **A-94/8. Wazirpur Industrial Area New Delhi-110052. INDIA** | (Address) | (City) | (State) | (Zip Code) | | |----------------------------------------------------|-----------------------|----------------------------------------------|------------|--| | 02/10/2009 | | 3223 | | | | (Date of Registration withPCAOB)(if<br>applicable) | | (PCAOB Registration Number,if<br>applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from therequirement that theannualreports be covered by thereports of an independent public accountant mustbe supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons whoare torespond tothecollectionofinformationcontained inthisform are notrequired to respond unless the form displays <sup>a</sup> currentlyvalid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I(** **David Pullman swear {or affirm) that, to the best of my knowledge and belief, the financial report pertaining to…Read the full text as markdown