Full text of ARROW INVESTMENTS, INC.'s X-17A-5 filed 2021-01-13 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . . 12.00 SEC FILE NUMBER 8-51250 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | MM/DD/YY | 01/01/2020 AND ENDING | | 12/31/2020<br>MM/DD/YY | |--------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--|-----------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER - DEALER: Arrow Investments, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO. | | | | | 3010 Westchester Avenue - Suite 203 | | | | | | | (No. and Street) | | | | | Purchase, NY 10577 | | | | | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Steven Rubenstein | | | | (914) 251-1084<br>(Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ohab & Company, P.A. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 E. Sybelia Ave, Ste 130, Maitland, FL 32751 | | | | | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | X Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemplion from the requirement the covered by the opinion of an independent public accountan must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Steven G. Rubenstein, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of Arrow Investments, Inc., as of December 31, 2020, are true and correct. I further swear (or affirm) that neither the Company nor any partn…Read the full text as markdown