Full text of WINDRIVER CAPITAL, LLC's X-17A-5 filed 2026-06-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGIN NI NG **\_0\_1\_f\_0\_1\_f 2\_0\_2\_5 \_\_ AND** ENDING **\_1\_2\_/\_3\_1\_/2\_0\_2\_5 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM:\_W\_in\_d\_R\_iv\_e\_r\_C\_a\_p\_i\_ta\_l\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also *an* OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2110 East Murry Holladay Road (No. and Street) HolJaday Utah (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 84117 (Zip Code) Steve Bates 801-232-2229 sbates@wrcapital.com (Name) (Area Code -Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Assurance Dimensions CPA I\\ () {Name - if individual, state last, first, and middle name) | 3111 N. University Dr., Suite 621 | Coral Springs | Florida | 33065 | | |--------------------------------------------------|-----------------------|-------------------------------------------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | ,<br>04/13/2010 | | #5()36 | | | | T"<br>of Reg;stcatioa with PCAOB )(If appHcable) | | I<br>{PCAO B Reg;,tcatioa N"mbec, ff applkable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp[ays a currently valid 0MB. con.troJ number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, Steven A. Bates | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------…Read the full text as markdown