# LORING WARD SECURITIES INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: LORING WARD SECURITIES INC.
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0001073034-17-000005
- CIK: 1073034
- File #: 8-51381
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: San Francisco, CA
- Contact: Nan Liu
- Phone: 8003667266
- Signed by: Michael Clinton (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1073034/000107303417000005/LWSI2016AFS.pdf

---

X-17A-5

 0001073034
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 LORING WARD SECURITIES INC.

 10 ALMADEN BLVD.
 15TH FLOOR
 SAN JOSE
 CA
 95113

 Nan Liu
 8003667266

 KPMG LLP

 55 Second Street, Suite 1400
 San Francisco
 CA
 94105

 Certified Public Accountant

 Michael Clinton
 LORING WARD SECURITIES INC.
 12-31-2016
 Michael Clinton
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.