# LORING WARD SECURITIES INC. X-17A-5 (2018-02-27) — Broker-dealer annual report

- Company: LORING WARD SECURITIES INC.
- Form: X-17A-5
- Filed: 2018-02-27
- Period: 2017-12-31
- Accession: 0001073034-18-000001
- CIK: 1073034
- File #: 8-51381
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: San Francisco, CA
- Contact: Nan Liu
- Phone: 800-366-7266
- Signed by: Michael Clinton (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1073034/000107303418000001/lwsi2017afs.pdf

---

X-17A-5

 0001073034
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 LORING WARD SECURITIES INC.

 10 ALMADEN BLVD.
 15TH FLOOR
 SAN JOSE
 CA
 95113

 Nan Liu
 800-366-7266

 KPMG LLP

 55 Second Street, Suite 1400
 San Francisco
 CA
 94105

 Certified Public Accountant

 Michael Clinton
 LORING WARD SECURITIES INC.
 12-31-2017
 Michael Clinton
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.