Full text of FREDERICKS MICHAEL SECURITIES, INC.'s X-17A-5 filed 2026-04-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17 A-5 PARTIII** 0MB APPROV,11.L 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated averageburden hours per response: 12 > SEC FlLE NUMBER 8-51512 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a~12, and 18a-7 under the Securities Exchange.Act o1f 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /25 AND ENDING 12/31 /25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Fredericks Michael Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer D Major security-based swap particip,mt □ Check here ifrespondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 430 Park Ave, 8th Floor | | (No. and Street) | | |---------------------------------------------|---------------------------------------------------------------------------|-------------------------| | New York | NY | 10022 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WlTH REGARD TO THIS FIUNG | | | | Jon Nixon | 917-703-1704 | jnixon@goldcrestcpa.com | | (Name) | {Area Code-Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | RUBIO CPA, PC | | | | | (Name-ifindividual,state last, first, and middle name) | | | |--------------------------------------------------|--------------------------------------------------------|---------|----------------------------------------------| | 3500 Lenox Road NE, Suite 1500 Atlanta | | GA | 30326 | | (Address) | (City) | (State) | {Zip Code) | | 05/05/09 | | 3514 | | | (Date of Registration with PCAOB)fif applicable) | | | (PCAOB Re11:istration Number., ifapplicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | "Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported bya statement of facts and circumstances relied on as the basis ,:if the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unle~; the form displays a currently valid 0MB .control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Blake Davies | swear (or affirm) that, to the…Read the full text as markdown