Full text of DAVINCI CAPITAL MANAGEMENT, INC.'s X-17A-5 filed 2024-04-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMS APPROVAL 0MB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-51580 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __ 1<br>3 ____<br>0<br>2<br>12_<br>11_<br>_<br>_<br>_<br>AND ENDING | | __ 121<br>_3<br>_ | ___<br>1<br>0<br>23<br>12_<br>_<br>_<br>_ | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------|-------------------|-------------------------------------------| | | MM/DD/VY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: DaVinci Capital Management, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 801 Cambridge Street | | | | | | | (No. and Street) | | | | | Cambridge | MA | | 02141 | | | (City) | {State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James J Mcsweeney | 617-354-3222 | | | jmcsweeney@davinci401k.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab & Company, P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E Sybelia Avenue, Suite 130 | Maitland | | FL | 32751 | | (Address) | (City) | | (State) | (Zip Code) | | July 28, 2004<br>l" | | 1839 | | | | of R•O<t,atlo, with PCAOB)i;t appll"'bl•) | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(ll(ii), if applicable. Persons who are to respond to the collection of information contained…Read the full text as markdown