REGIONAL INVESTMENT SERVICES, INC. X-17A-5 (2017-02-10) — Broker-dealer annual report

Full text of REGIONAL INVESTMENT SERVICES, INC.'s X-17A-5 filed 2017-02-10 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: REGIONAL INVESTMENT SERVICES, INC.
• Form: X-17A-5
• Filed: 2017-02-10
• Period: 2016-12-31
• Accession: 0001079773-17-000002
• CIK: 1079773
• File #: 8-51588
• Material weakness: Yes
• Auditor: SHEDJAMA, INC
• Auditor location: LAFAYETTE, IN
• Contact: JERRY FEDASCH
• Phone: 513-241-5555
• Signed by: JERRY FEDASCH (PRESIDENT)

Document text (excerpt)

X-17A-5 0001079773 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer Y REGIONAL INVESTMENT SERVICES, INC. 5871 CHEVIOT ROAD SUITE #4 CINCINNATI OH 45247 JERRY FEDASCH 513-241-5555 SHEDJAMA, INC 1901 KOSSUTH STREET LAFAYETTE IN 47905 Certified Public Accountant JERRY FEDASCH REGIONAL INVESTMENT SERVICES, INC. 12-31-2016 JERRY FEDASCH PRESIDENT Y

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• X-17A-5 — 2025-06-30
• X-17A-5 — 2022-03-31
• X-17A-5 — 2020-02-14
• X-17A-5 — 2019-02-13
• X-17A-5 — 2018-02-09
• X-17A-5 — 2016-03-07
• X-17A-5 — 2015-03-03
• X-17A-5 — 2014-02-18
• X-17A-5 — 2013-02-19
• X-17A-5 — 2012-03-08
• X-17A-5 — 2011-02-18
• X-17A-5 — 2010-02-25

Original filing on SEC EDGAR (source of record)