Full text of SILVER OAK SECURITIES, INCORPORATED's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | | | | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | SEC FILE NUMBER | | | | | | PART III | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING 12/31/22 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Silver Oak Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 403 North Parkway, Suite 101 | | | | | | | | | (No. and Street) | | | | | | | Jackson | IN | | 38305 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Chip Allen | 731-668-3825 | | chipallen@silveroaksecurities.com | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Rodefer Moss & Co., PLLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 608 Mabry Hood Road | Knoxville | IIIN | 37932 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 11/05/2003 | | 910 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | {1}-------------------------…Read the full text as markdown