Full text of MILESTONE INVESTMENTS, INC.'s X-17A-5 filed 2026-04-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--|--|--| | | 0MB Number: 3235-0123 | | | | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | Expires: Nov. 30, 202.6<br>Estimated average burden | | | | | PUBLIC | | | hours per response:<br>12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-51664 | | | | | | PART Ill | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /25<br>AND ENDING 12131125 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | OF<br>NAME | FIRM: MILESTONE INVESTMENTS, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>□<br>[!] Broker-dealer<br>Major security-based swap participant<br>□<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 10700 SIKES PLACE, SUITE 315 | | | | | | | | | (No. and Street) | | | | | | | CHARLOTTE | NC | | 28277 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | FREDRICK W. FISHER 704-716-2749 | | | | | | | (Name) | (Area Code-Telephone Number) | FFISHER@MSTONE401 K.COM<br>(Email Address) | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | 100 E SYBELIA AVENUE, SUITE 130 MAITLAND | | FL | 32751 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | JULY 28, 2004 | | 1839 | | | | | | te of Registration with PCAO0)lif applicable) | | | | | | | | | (PCA06 Registration Number, if applicable)<br>FOR OFFI…Read the full text as markdown