Full text of INTE SECURITIES LLC's X-17A-5 filed 2021-09-24 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION JUNE 30, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **OMB APPROVAL** OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . 12.00 | SEC FILE NUMBER | | |-----------------|--| | 8-51667 | | ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Se,curities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING | '----<br>-<br>---=-0-'-'-<br>7 /-=-<br>0"'-<br>1 /2=0<br>MM/DD/YY | AND ENDING | 6/30/21<br>MM/DD/YY | | | |---------------------------------------------------------------------------|-------------------------------------------------------------------|---------------|--------------------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | INTE Securities LLC | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID.NO. | | | | | 7000 West Palmetto Park Road<br>(No. and Street) | | | | | | Boca Raton | FL | | 33433 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Fredric Obsbaum | | | (212) 897-1694<br>Telephone No.)<br>(Area Code - | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | YSL & Associates LLC | | | | | | (Name - | if individual, state last, first, middle name) | | | | | | 11 Broadway. Suite 700<br>(Address) | New York<br>(City) | NY<br>(State) | 10004<br>(Zip Code) | | | | CHECK ONE: | | | | | | | [B Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-9 1) {2}------------------------------------------------ ## Index June 30, 2021 ### This report\*\* contains (check all applicable boxes): -…Read the full text as markdown