Full text of DZ FINANCIAL MARKETS LLC's X-17A-5 filed 2026-03-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2025 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | UNITED STATES | | | | | | |------------------------------------------------------------------------------------------------------------------------|---------------|--------------------------------|------------------------------------------------------------|--------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123 | | | | | Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | 8-51687 | | | | | | PARTII | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING | | | | 12/31/2025 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | NAME OF FIRM: DZ Financial Markets LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer | | | | [ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | One Vanderbilt - 49th Floor | | | | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10017 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Gerhard Summerer (212) 745-1600 | | | | Gerhard.Summerer@DZBank.de | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | RSM US LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 South Walker Drive | | Chicago | | 60606 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 09/24/2003 | 49 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the r…Read the full text as markdown