Full text of SECURITIES EQUITY GROUP's X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 ### PART III Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL OMB Number: 3235-0123 SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/2025 MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Securities Equity Group TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1<br>2<br>0<br>V<br>a<br>n<br>t<br>i<br>s | D<br>r<br>i<br>v<br>e<br>, | 0<br>S<br>u<br>i<br>t<br>4<br>4 | |-------------------------------------------|----------------------------|---------------------------------| |-------------------------------------------|----------------------------|---------------------------------| | | )<br>d S<br>t<br>r<br>e<br>e<br>t<br>(N<br>o.<br>an | | |--------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------| | o<br>V<br>i<br>e<br>j<br>A<br>l<br>i<br>s<br>o | A<br>C | 6<br>9<br>2<br>6<br>5 | | )<br>(<br>C<br>i<br>t<br>y | )<br>ta<br>te<br>(S | )<br>(<br>Z<br>i<br>p<br>C<br>o<br>d<br>e | | C<br>O<br>N<br>T<br>A<br>C<br>T<br>W<br>I<br>T<br>H<br>PE<br>RS<br>ON<br>T<br>O<br>R | G<br>T<br>H<br>I<br>S<br>F<br>I<br>L<br>I<br>N<br>EG<br>AR<br>D<br>TO | | | o<br>C<br>a<br>r<br>i<br>n<br>A<br>m<br>a<br>r<br>a<br>d<br>i | 7<br>(<br>9<br>4<br>9<br>)<br>9<br>0<br>0<br>-<br>8<br>1<br>6 | om<br>Ca<br>ri<br>n.<br>Am<br>ar<br>ad<br>io<br>@s<br>el<br>ec<br>tp<br>or<br>tf<br>ol<br>io<br>.c | | )<br>(<br>N<br>a<br>m<br>e | r)<br>T<br>e<br>l<br>e<br>p<br>h<br>o<br>n<br>e<br>N<br>um<br>be<br>(A<br>re<br>a C<br>od<br>e - | )<br>A<br>d<br>d<br>r<br>e<br>s<br>s<br>(E<br>ma<br>il | | | N<br>I<br>D<br>E<br>N<br>T<br>I<br>F<br>I<br>C<br>A<br>T<br>I<br>O<br>A<br>C<br>C<br>O<br>U<br>N<br>T<br>A<br>N<br>T<br>B. | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # LMHS, P.С.…Read the full text as markdown