Full text of ANCHOR BAY SECURITIES, LLC's X-17A-5 filed 2026-05-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Financial Statements and Independent Auditor's Report** **Year Ended December 31, 2025** {1}------------------------------------------------ ## **Table of Contents** | | Page | |-----------------------------------------------------------------------------|-------| | SEC FormX-17A-5 . | 3 | | Oath or Affirmation . | 4 | | Report oflndependent Registered Public Accounting Firm . | 5 | | Statement of Financial Condition . | 6 | | Statement of Operations . | 7 | | Statement of Changes in Member's Equity . | 8 | | Statement of Cash Flows . | 9 | | Notes to Financial Statements . | 10-12 | | Other Supplementary Information: | | | Schedule I-<br>Computation ofNet Capital . | 13 | | Determination of Reserve Requirements .<br>Schedule II - | 14 | | Schedule III -<br>Information Relating to Possession or Control . | 15 | | Report oflndependent Registered Public Accounting Firm<br><br><br><br><br>. | 16 | | Assertions Regarding Exemption Provisions . | 17 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | AND ENDING 12/31/2025 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM : | ____________________________ | | _ | | TYPE OF REG ISTRANT {check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Securit y-based sw ap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 5780 Fleet Street, Suite 308 | | | | | | (No. and Street ) | | | | Carlsbad | CA | | 92008 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | Matthew Large | 760-602-34 70 | | matt@anchorbaysecurities.com | | (Name) |…Read the full text as markdown