Full text of NABSECURITIES, LLC's X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER | PART III | | |----------|--| **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: nabSecurities, LLC TYPE OF REGISTRANT (check all applicable boxes): ڦ܆ Broker-dealer ܆ Security-based swap dealer ܆ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 277 Park Avenue, 19th Floor | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------|------------| | New York | New York | | 10172 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Richard<br>Taiano | (212)<br>916-9627 | Rick.Taiano@nabny.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst<br>&<br>Young<br>LLP | | | | | (Name – if indi | vidual, state last, first, and middle | name) | | | One<br>Manhattan<br>West | New York | New<br>York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10-20-2003 | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION nabSecurities, LLC As of September 30, 2025 with Report…Read the full text as markdown