Full text of BROKERTEC AMERICAS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BrokerTec Americas LLC** **(SEC I.D. No. 8-51803) Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2022** {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|----|--------------------------------------------|--|--|--| | | | | | | | | | | FORM X-17A-5 | | 8-51803 | | | | | | PART III | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>AND ENDING | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: BROKERTEC AMERICAS LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>َ Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer = [ Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 300 VESEY STREET, 7TH FLOOR | | | | | | | | | (No. and Street) | | | | | | | NEW YORK | NEW YORK | | 10282 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | DAVID CALDERON | 973-257-6922 | | david.calderon@cmegroup.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ERNST & YOUNG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 155 N. WACKER DRIVE | CHICAGO | | 60606 | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | 10/20/2023 | | 42 | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | * Claims for exemptio…Read the full text as markdown