Full text of ZERMATT SECURITIES LLC's X-17A-5/A filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 51808 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2021** AND ENDING **12/31/2021** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: ZERMA TT SECURITIES, LLC. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2813 COL TSGATE RD SUITE 200 | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-------------------------------------------|--| | CHARLOTTE | | NORTH CAROLINA<br>28211 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | SHARON JONES | 404-213-6863 | SHARON.JONES@ZEAMATTSECURITIES.COM | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | David B Lundgren & Co | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 505 N Mur-Len Rd | Olathe | KANSAS 66062 | | | (Address) | (City) | (Zip Code)<br>(State) | | | 01/05/2015 | | 6075 | | | (Date of Registration with PCA0B)(if applicable) | | (PCA0B Registration Number if applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | OATH OR AFFIRMATION | |-------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown