Full text of LANDAAS & COMPANY's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 OMB APPROVAL OMB Number: 3235- 0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8- 51826 ## ANNUAL REPORTS FORM X -17A- 5 PART III FACING PAGE Information Required Pursuant to Rules 17a- 5, 17a- 12, and 18a- <sup>7</sup> under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/ 01/ 2021 AND ENDING 12/ 31/ 2021 MM/ DD/ YY MM/ DD/ YY A. REGISTRANT IDENTIFICATION # NAMEOFFIRM: LANDAAS & COMPANY LLC TYPE OF REGISTRANT ( check all applicable boxes): 0 Broker- dealer Security -based swap dealer Major security - based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: ( Do not use a P. O. box no.) # 411 EAST WISCONSIN AVE STE 2000 | | | No. and Street) | | | |----------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------------------------------------------------|-----------------------|-----------| | MILWAUKEE | | WI | | 53202 | | City) ( | | State) ( | Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KYLE<br>TETTING | 414-<br>223-<br>1099 | | KTETTING@LANDAAS. COM | | | Name) ( | Area Code— Telephone<br>Number) ( | | Email Address) | | | | B. ACCOUNTANT | IDENTIFICATION | | | | TILLY<br>BAKER<br>US, LLP | | Name — if individual, state last, first, and middle name) | | | | WISCONSIN<br>777<br>EAST | AVE, 32ND<br>FL | MILWAUKEE | WI | 53202 | | Address) ( | | City) ( | State) ( | Zip Code) | | Date of Registration<br>with PCAOB)( if applicable) ( | | Registration<br>Number, if applicable)<br>PCAOB | | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the retorts of an independent nuhlic | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. 17a- 5( e)( 1)( li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION 1, KYLE TETTING , swear (or affirm) that, to the best of my knowledge and bel…Read the full text as markdown