NYPPEX, LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of NYPPEX, LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NYPPEX, LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001088406-17-000002
• CIK: 1088406
• File #: 8-51849
• Material weakness: No
• Auditor: Halpern & Associates, LLC
• Auditor location: Wilton, CT
• Contact: Laurence G. Allen
• Phone: 914-305-2801
• Signed by: Laurence G. Allen (CEO)

Document text (excerpt)

X-17A-5 0001088406 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N NYPPEX, LLC 800 WESTCHESTER AVENUE SUITE N 349 RYE BROOK NY 10573 Laurence G. Allen 914-305-2801 Halpern & Associates, LLC 281 Danbury Road Wilton CT 06897 Certified Public Accountant Laurence G. Allen NYPPEX, LLC 12-31-2016 Laurence G. Allen CEO Y

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Other filings by this registrant

• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-04-19
• X-17A-5 — 2020-03-13
• X-17A-5/A — 2019-03-08
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-26
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-28

Original filing on SEC EDGAR (source of record)