Full text of AQUA SECURITIES L.P.'s X-17A-5/A filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION Aqua Securities, L.P. December 31, 2021 With Report of!ndependent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART III** **FACING PAGE** | 0MB APPROVAL | | | |-------------------------------------------------------------------------------------------------------|--|--| | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | SEC FILE NUMBER | | | 8-51866 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0"""'l;.;../0"""'l;.;..:/2=1'--\_\_ AND ENDING --=12/::;..;3"""'"'"'1/2=1'--\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Agua Securities, L.P. TYPE OF REGISTRANT (check all applicable boxes): @Broker-dealer □Security-based swap dealer □Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 199 Water Street (No. and Street) New York New York 10038 (City) (State) (Zip Code) PERSON TO CONT ACT WITH REGARD TO THIS FILING Kenneth Paulson 212-294-7922 KPaulson@cantor.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) One Manhattan West 401 9 th Avenue New York New York 10001 10/20/2003 (Date of Registration with PCAOB)(if applicable) (Address) (PCAOB Registration Number, if applicable) (Zip Code) 42 (State) #### **FOR OFFICIAL USE ONLY** (City) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)(l)(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Kenneth Paulson, affirm that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to Aqua Securities, L.P. (the "Partnership"), as of December 31, 2021, is true and correct. I further affirm that…Read the full text as markdown