Full text of USP SECURITIES CORPORATION's X-17A-5 filed 2024-06-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Schedules As of and the Year Ended December 31, 2023 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: USP Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 14201 Dallas Parkway (No. and Street) Dallas TX 75254 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Timothy Wons 972-763-3837 twons@uspi.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche, LLP (Name - if individual, state last, first, and middle name) 2200 Ross Avenue Dallas TX 75254 (Address) (City) (State) (Zip Code) **FOR OFFICIAL USE ONLY (PCAOB Reg;,tcaUoa N"mbe,,** If **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | L. | Timothy Wons | | |----|--------------|--| | | | | I, Timothy Wons swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of USP Securities Corporation as of **2/29** 2~, is true and correct. I further swear (or affirm) that neither…Read the full text as markdown