Full text of CHELSEA MORGAN SECURITIES, INC.'s X-17A-5 filed 2026-03-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## SEC FILE NUMBER 8-51916 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2025 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY 12/31/2025 A. REGISTRANT IDENTIFICATION NAME OF FIRM: CHELSEA MORGAN SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 242 MAIN STREET | | (No. and Street) | | | | | |--------------|------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | NY | | 10307 | | | | | (State) | | (Zip Code) | | | | | | | | | | | JOHN PISAPIA | | | JPISAPIA@CHFS.COM | | | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | | SAN MATEO | CA | 94403 | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | 2010 PIONEER COURT<br>(Date of Registration with PCAOB)(if applicable) | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>718-967-8400<br>(Area Code - Telephone Number)<br>FOR OFFICIAL USE ONLY | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WWC, P.C. CERTIFIED PUBLIC ACCOUNTANTS<br>(Name - if individual, state last, first, and middle name)<br>1171 | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unle…Read the full text as markdown