Full text of SYNERGY CAPITAL I, LLC's X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SYNERGY CAPITAL I, LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2020 {1}------------------------------------------------ UNlTED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2020 Estimated average burden hours oer resoonse . . . 12.00 > SEC FILE NUMBER 8-51971 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | __<br>REPORT FOR THE PERIOD BEGINNING | _<br>_,O'--!.l'-"/0::.; | ll:.::2=02=0'--_ AND EN DI NG | 12/31/2020 | |--------------------------------------------------------------------------|--------------------------------------------------------|-------------------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-<br>DEALER:<br>Synergy Capital l, LLC | | | | | | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 40 Fulton Street 6th Floor | | | | | (No. and Street) | | | | | New York New York<br>10038 | | | | | (State)<br>(City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Stephen J. Berman | | | (212) 385-053 7 | | | | | (Area Code -<br>Telephone No.) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Repo1t* | | | | | Alperin,<br>ebbia & Assoc., CPA, PA | | | | | | (Name - if individual, state last. first, middle name) | | | | 375 Passaic Avenue Fairfield NJ 07004 | | | | | (Address)<br>(City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Ce1tified Public Accountant | | | | | D<br>Public Accountant | | | | | | | | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | *•Ctaims f or exemption from the requireme/11 thal /he annual reporl be covered by /he opinion of an independenl public accounlant must be supporled by a statement of f acts and circumslances relied* <sup>0</sup> <sup>11</sup>*as the basis for the exemption. See sec/ion 240. I 7a-5(e)(l).* SEC 1410(06-02) {2}------------------------------------------------ ## **OATH OR AFFIRMATION** I, stephcn J. Berman, swear (or affimt) that, to the best ofmy knowledge and belief the accomp…Read the full text as markdown