Full text of SBERBANK CIB USA, INC's X-17A-5 filed 2022-02-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Sberbank CIB USA, Inc. Carnegie Hall Tower, 152 West 57th Street, 46k" Floor, New York, NY 10019 Phone +1(212) 300-9600 Fax +1(212) 300-9601 > Sberbank CIB USA, Inc. Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ # SECURITIES AND EXCHANGE COMM ISSION Washington, D.C.20549 | UNITED<br>STATES | | 0MB<br>APPROVAL<br>_______________________ | | | |-----------------------|--------------------------|--------------------------------------------|--|--| | Washington, D.C.20549 | )MB Number: | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | hours per response | 12.00 | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III \_\_\_\_\_\_\_\_\_\_\_ H~C FILE NUMBER <sup>~</sup> 8-51980 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |---------------------------------|----------|------------|----------| | | MM/DD/YY | | MM/DD/YY | ### A. REGISTRANT IDENTIFICATION NAME OF FIRM: SBERBANK CIB USA, INC. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer LI Security-based swap dealer LI Major security-based swap participant LI Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 152 West 57th Street, 46th Floor | | (No. and Street) | | |---------|------------------|------------| | NewYork | NY | 10019 | | (City) | (State) | (Zip Code) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Michael Levy (212) 300-9606 (Area Code — Telephone Number) ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* | Mazars USA LLP | | | | |---------------------------------|------------------------------------------------------|---------------------------|------------| | | (Name — i/individual, slate lasl,Jlrsl, middle name) | | | | 60 Crossways Park Drive | West, Suite 301 Woodbury | New York | 11797 | | (Address) | (City) | (State) | (Zip Code) | | October 8th 2003 | | 339 | | | Date of Registration with PCAOB | | PCAOB Registration Number | | | | FOR OFFICIAL | USE ONLY | | | | | | | | | | | | \* Claimsfor exemptionfrom the requirement that the annual reports be covered by the reports ofan independent public accounta…Read the full text as markdown