Full text of COMMERCE ONE FINANCIAL INC.'s X-17A-5 filed 2026-05-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # **ANNU\_AL REPO.\_RTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|---------| | | | | | 8-52032 | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** AND ENDING **12/31 / 2 5** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Commerce One Financial, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Bro~er-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 6800 Jericho Tpke., Suite 104W | (No. and Street) | | | | | | |----------------------------------------------|----------|------------|--|--|--| | Syosset | New York | 11797-4401 | | | | | '(City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | Thomas Jennirigs | 516-227-2277 | tjennings@commerceonefinalcial.com | | |------------------|-------------------------------|------------------------------------|--| | (Name) | (Area Code -Telephone Number) | (Email Address) | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Ferrara CPA | | (Name - if individual, state last, first, and middle name) | | | |-------------------------|------------------------------------------------------------|---------|------------------------------------------| | 100 Horizon Center Blvd | Hamilton | NJ | 08691 | | (Address) | (City) | (State) | (Zip Code) | | 12-17-2024 | | 7259 | | | | | | (PCAOB R,g;""'tloo N,mbe,, If appUcable) | | | FOR OFFICIAL USE ONLY | | I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by **a** statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 24O.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control numbe…Read the full text as markdown