Full text of OUTCOME CAPITAL, LLC's X-17A-5 filed 2024-03-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | | 0MB APPROVAL | |-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------------| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL<br>REPORTS | | SEC FILE NUMER<br>8-<br>52060 | | | | | | | | | | FORM X-17A-S | | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | __<br>_0_1_/0_1_/2_3<br>AND ENDING | | 12/31 | /23 | | FILING FOR THE PERIOD BEGINNING | MM/00/YY | | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | OUTCOME CAPITAL, LLC | | | | | TYPE OF REGISTRANT {check all applica ble boxes): | | | | | | ~ Broker-dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>20 CUSTOM HOUSE, 12TH FLOOR | O Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | | | | (No. and Street) | | | | | BOSTON | MA | | | 02110 | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | RAFAEL BECK | (212) 897-1690 | | | RBECK@INTEGRA TED.SOLUTIONS | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Edelstein & Company LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 160 Federal Street | Boston | | MA | 02110 | | (Address) | (City) | | (State) | (Zip Code) | | 08/11<br>/2009<br>(Date of Registration with PCAOB)(if applicable) | | 3376 | | (PCAOB Registration Number, ff applicable) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if appli…Read the full text as markdown