YORK STOCKBROKERS, INC. X-17A-5 (2021-08-26) — Broker-dealer annual report

Full text of YORK STOCKBROKERS, INC.'s X-17A-5 filed 2021-08-26 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING | | 07/01/20 - 11:20<br>MM/DD/YY | AND ENDING | 6/30/21 | |--------------------------------------------------------------------------|------------------|--------------------------------------------------------|------------|-----------------------------| | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: York Stockbrokers, Inc. | | | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM ID. NO. | | 575 Madison Avenue, Suite 1006 | | | | | | | (No. and Street) | | | | | New York, NY 10022 | | | | | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Jean Bensadoun | | | | (516) 624-7397 | | | | | | (Area Code - Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Morey, Nee, Buck & Oswald, LLC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | 2571 Baglyos Circle, Suite B20, Bethlehem, PA 180201 | | | | | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | X Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | {1}------------------------------------------------ - - - - - - - - - - - - - - {2}------------------------------------------------ ## YORK STOCKBROKERS, INC FINANCIAL STATEMENTS June 30, 2021 {3}------------------------------------------------ ### TABLE OF CONTENTS ### For the Year Ended June 30, 2021 | TABLE OF CONTENTS | | |------------------------------------------------------------------------------------------------------------------------------------------------|-------------| | For the Year Ended June 30, 2021 | | | | | | | ---<br>Page | | Facing Page and Oath or<br>Affirmation | | | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement<br>of Financial<br>Condition<br> | 2 | | Statement of Income | 3 | | Statement of Changes in Stockholder's<br>Equity | 4 | | Statement of Cash Flows 5 | | | Notes to Financial Statements 6-10 | | | Supplementary Information | | | Schedule of Computation of Net Capital for Brokers<br>and Dealers Pursuant to Rule<br…

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