Full text of ARCHIPELAGO TRADING SERVICES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Archipelago Trading Services, Inc.** Statement of Financial Condition Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31,2023 Estimated average burden hours .er res•onse 12.00 | SEC FILE NUMBER | | | | |-----------------|--|--|--| | 8- 331 80 | | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | AND ENDING 12/31/2020 | | | | |-------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Archipelago Trading Services, Inc<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | | | FIRM I.D. NO. | | | 353 N Clark St, Suite 3200 | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60654-4721 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Sean Thomasson | | | (770) 916-2593 | | | | | | (Area Code — Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Frazier and Deeter, LLC | | | | | | | indi, idual. state last. first, middle 'mune)<br>(Name — | | | | | 1230 Peachtree St NE, Suite 1500 Atlanta | | GA | 30309 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | tt<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | ••••••III | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accoun ant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 17a-5(0(2) > **Potential persons who are to respond to t…Read the full text as markdown