Full text of HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Hamershlag Sulzberger Borg Capital Markets, Inc.** **Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** **Including Independent Registered Public Accountant's Report Thereon** **For the Year-Ended December 31, 2022** {1}------------------------------------------------ # Hamershlag Sulzberger Borg Capital Markets, Inc. ## FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ## DECEMBER 31, 2022 #### CONTENTS | FORM X-17A-5, PART III 1 - 2 | PAGE | |-------------------------------------------------------------------------------------------------------------|------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 - 4 | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 5 | | Statement of (Loss) | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements 9 - 11 | | | SUPPLEMENTAL INFORMATION – Schedule I<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | 12 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 13 | | MANAGEMENT'S REPORT ON EXEMPTION | 14 | | Exemption from the Computation for Determination of<br>Reserve Requirements Under Rule 15c3-3 - Schedule II | 15 | | Information for Possession or Control Requirements<br>Under Rule 15c3-3 – Exemption Report – Schedule III | 15 | {2}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|--------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------|--|--|--| | ANNUAL REPORTS | | | | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | | 8-52179 | | | | | | | PART III | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | | FILING FOR THE P…Read the full text as markdown