Full text of JOSEPH GRACE HOLDINGS, INC.'s X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### JOSEPH GRACE HOLDINGS, INC. #### STATEMENT OF FINANCIAL CONDITION #### PURSUANT TO SEC RULE 17a-5(d) #### WITH REPORT OF INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ ### JOSEPH GRACE HOLDINGS, INC. TABLE OF CONTENTS DECEMBER 31, 2025 | | PAGE | |----------------------------------|------| | Facing Page | i | | Oath of Affirmation | ii | | Independent Auditors' Report | 1 | | Statement of Financial Condition | 2 | | Notes to Financial Statements | 3 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | | | |----------------|--|--|--|--| | FORM X-17A-5 | | | | | | PART Ill | | | | | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-52203 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1 / 1 / 2 0 2 5** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: JOSEPH GRACE HOLDINGS, INC. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/2025** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 48 WALL ST, 11 TH FLOOR | (No. and Street) | | | | | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------|--|--|--| | NEW YORK | NY | | 10005 | | | | | (City) | (State) | | {Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | EDWARD TUCKER | (212)461-2282 | | etucker@josephgrace.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BAUER & COMPANY | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | | PO BOX 27887 | AUSTIN | TX | 78755 | | | | (Address) (City) {State) (Zip Code) 11/20/2014 6072 **rte** of **R,.,t,aU…Read the full text as markdown