Full text of J.K. FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 ANNUAL REPORTS FORM X-17A-5 PART III | OMB Number: 3235-0723 | | | |--------------------------|--|--| | Expires: Oct. 3!,2023 | | | | Estimated average burden | | | | nours per response: 12 | | | | | | | ## SEC FILE NUMBER 8-52214 FACING PAGE fnformation Required Pursuant to Rules L7a-5,17a-L2, and 18a-7 under the securities Exchange Act of <sup>1934</sup> FTLTNG FoR rHE pERroD BEGTNNTNG 0110112022 AND ENDING 1213112022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAMEoFFTRv: J K Financial Services Inc TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer ! security-based swap dealer ! valor security-based swap participant ! Check here if respondent is also an OTC derivatives dealer ADDRESS oF PRINctPAL PLACE oF BUS|NESS: (Do not use a p.o, box no,) ### 149 Cross Rail Ln, Ste . 102 | | (No. and Street) | | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------|-----------------------|--| | Norco | CA | | 92860 | | | (city) | (State) | | (zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joe Zheng | 714-704-1818 | | jkrinanciar@gmair.com | | | (Name) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICAT]ON<br>INDEPENDENT PUBLtc AccoUNTANT whose reports are contained in this filing* | | | | | Tuttle & Bond, PLLC | | | | | | 2954 Goehmann Lane | (Name - if individual, state last, first, and middle name) | | | | | (Address) | Fredericksburg TX<br>(c ty) | (state) | 78624<br>(zip code) | | | | | 6543 | | | s Claims for exemption from the requirement that th accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. seelT CFR 240,1.7a-5(e)(:.)(ii), if appticabte. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION l, Joe Zheng f11^ary1al report pertaining to the firm of <sup>J</sup>K financial Services inc. swear (or affirm) that, to the best of my knowledge and belief, the 12t31 as of tztr | )022 uzz . is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any pr…Read the full text as markdown