# J.K. FINANCIAL SERVICES, INC. X-17A-5 (2025-04-01) — Broker-dealer annual report - Company: J.K. FINANCIAL SERVICES, INC. - Form: X-17A-5 - Filed: 2025-04-01 - Period: 2024-12-31 - Accession: 0001100950-25-000002 - CIK: 1100950 - File #: 8-52214 - Type: Broker-dealer - Material weakness: No - Auditor: Mercurius & Associates LLP - Auditor location: New Delhi, K7 - Contact: Joe Zheng - Phone: 7147041818 - Signed by: Joe Zheng (President) Original filing: https://www.sec.gov/Archives/edgar/data/1100950/000110095025000002/auditedreport.pdf --- {0}------------------------------------------------ | | UNITED STATES | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------|-----------------|----------------------------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549 | | | OMB Number:3235-0123
Expires: Nov,30,2026
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hours per response: 12 | | | ANNUAL REPORTS | | | | | | FORM X.17A-5 | | | SEC FILE NUMBER | | | PART III | | | 8-52214 | | | FACING PAGE | | | | | lnformation Required Pursuant to Rules L7a-5, !7a-L2, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILTNG FoR rHE pERroD BEGTNNTNG 01 /0 1 12024 | | | | AND ENDING 1213112024 | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | J K Financial Services Inc
NAME oF F'RM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | E Broker-dealer n security-based swap dealer ! vaior security-based
n Check here if respondent is also an OTC derivatives dealer | | | | swap participant | | ADDRESS oF PRINCIPAL pLAcE oF BUstNEss: (Do not use a p,o. box no.)
149 Cross Rail Ln, Ste . 102 | | | | | | | (No. and Street) | | | | | Norco
(city) | CA
(State) | | | 92860 | | | | | | (Zip Code) | | | | | | | | Joe Zheng | 7147041818 | | | info@kfinancial. net | | | (Area Code - Telephone Number) | | {Email Address) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING
(Name) | B. ACCOUNTANT I DENTI FICATION | | | | | | | | | | | Mercurius & Associates LLp | | | | | | INDEPENDENT PUBLtc AccoUNTANT whose reports are contained in this filing* | (Name - if individual, state last, first, and middle name) | | | | | | New Delhi-1 10052 India
(City) | | (State) | | | | | | | (zip code) | | 94lB Wzinpur Industrial Area
(Address)
(Date of | | 3223 | | | :::li:t:'1::1::,:.:trn ,9 bv,a statement of facts and circumstances retied on as the basis of the exemption. see 17 CFR 240.17a-5(eXLXii), if applicable. displays Persons wh0 are to respond to the collection of information contained in this form are not required to respond unless the form acurrently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | | , swear (or affirm) that, to the best of
my knowledge and belief, the
financial report pertaining to the firm sf J K Financial Services Inc
tL\'
as of
12t31 | |---|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | ,2024 , istrue and correct. I
further swear (or affirm) that neither the company nor any
,-J.r | | | partner, officer, director, or equivalent person, as the case may be,
has any proprietary interest in any account classified solelv
as that of a customer. | | | | | | | | | | | | | | | 5.* ,4r+u-r.qo | | | | | | &^-.-xL*rE ot/ St/ar>{ | | | This filing** contains (check all applicable boxes): | | = | (a) Statement of financial condition. | | | D (b) Notes to consolidated statement of financial condition. | | | E (c) Statement of income (loss) or, if there is other comprehensive income
in the period(s) presented, a statement of | | | comprehensive income (as defined in S 210.1-02 of Regulation S_X). | | | E (d) Statement of cash flows. | | = | (e) statement of changes in stockholders' or partners, or sole proprietor,s equity, | | | n (fl statement of changes in liabilities subordinated to claims of creditors.
E (g) Notes to consolidated financial statements" | | | | | = | (h) computation of net capital under 17 cFR 240.15cg-r oi rz cFR 240.i.8a-1, as applicable.
n (i) Computation of tangible net worth under 17 CFR 240.18a_2. | | | E (i) computation for determination of customer reserve requirements pursuant | | | to Exhibit A to 17 cFR 240.15c3-3.
tr (k) computation for determination of security-based swap reserve requirements pursuant | | | to Exhibit B to 17 cFR 240.15c3-3 or
Exhibit A to 17 CFR 241.t8a-4, as applicable. | | | tr (l) computation for Determination of pAB Requirements under Exhibit | | | A to s 240.15c3-3"
E (m) Information relating to possession or control requirements for customers | | | under 17 CFR 240.15c3-3.
n (n) Information relating to possession or control requirements for security-based | | | swap customers under 17 cFR
240,15c3-3(p)l}l or t7 CFR 240,18a-4, as applicabte. | | | E (o) Reconciliations, including appropriate explanations, of the Focus
Report with computation of net capital or tangible net | | | worth under t7 cFR 240'r5c3-7, L7 cFR 240'18a-!, or !7 cFR 240.18a-2, as applicable, and the reserve reguirements under | | | 17
CFR240'15c3-3ort7 CFR 240'18a-4,asapplicable,ifmaterial
differencesexist,orastatementthatnomaterial differences | | | exist. | | | n (p) Summary of financial data for subsidiaries not consolidated in the statement
of financial condition. | | | E (q) oath or affirmation in accordance with 17 cFR 240.1.7a-5,
17 cFR 240.t7a-!2,or 17 CFR 240.!8a-7,as applicable. | | | n (r)compliance report in accordance with 17 cFR 240.17a-5 or
17 cFR 24Q.t8a-7,as applicable. | | | E (s) Exemption report in accordance with 17 cFR 240.17a-5 or
17 CFR 24o.t8a-7,as applicable. | | | D (t) Independent public accountant's report based on an examination
of the statement of financiarl condition. | | | E (u) Independent public accountant's report based on an examination
of the financial report or financial statements under 17 | | ! | CFR 240.17a-5, 17 CFR 24O.L8a-7, or 17 CFR 24e.!7a_12, as applicable. | | | (v) Independent public accountant's report based on an examination of certain statements in the compliance report under
17
CFR 240.17a-5 or 17 CFR Z4e.L8a-7, as applicable. | | | E (w) Independent public accountant's report based on a review ofthe | | | exemption report under 17 cFR 240.17a-5 or 17
CFR 240.18a-7, as applicable. | | | E (x) 5u pplementa I reports on applying agreed-upon procedures, | | | in accorda nce with 17 cFR 240.15c3 -te or !7 CFR 240.t7 a-12,
as applicable. | | = | (y) Report describing any material inadequacies founo
to exist or found to have existed since the date of the previous audit, or | | | a statement that no material inadequacies exist, under
17 CFR 2a0.Ua-I2(k). | | n | (z) Other: | {2}------------------------------------------------ | A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate
is attached, and not the truthfulness, accuracy, or
validity of that document. | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | State of California
County of Riverside | | Subscribed and sworn to (or affirmed) before me on this
day of MARCH , 2025, by
OR CHENTS | | proved to me on the basis of satisfactory evidence to be the
person(s) who appeared before me. | | JOSHUA THOMAS TANENBAUM
Notary Public - California
Riverside County
Commission # 2504725
ly Comm. Expires Nov 17. 2028 | | (Seal)
Signature | | | Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.