Full text of GLAUCON CAPITAL PARTNERS, L.L.C.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |-----------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response . 12.00 | | | | | ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** | | SEC FILE NUMBER | |----|-----------------| | 8- | 52~ S=t | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | 0\ }o I / 19 | AND ENDING | \2-131 / lq | | | |-------------------------------------------------------------------------------------------------------|---------|--------------------------------------------------------|------------------|-------------------------------------------------------|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | | G-\0J-Lco0 Cuf ~~a.-Q fh | rk-1\Us,, L.L.C, | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | UVL\ te"' '1)[Ne<br>d--\ | | | | | | | | | | (No. and Street) | | | | | | | | | | \0549 | | | | (City) | | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>\>o__w <\ v .<br>t.\o~ e., | | | | -, 00<br>1 1<br>9 I Y -lo lti<br>~ -<br>-, -r-<br>b D | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | + l. we_,<br>Wo~ Y\ e f"" | '('(\QA | LL t> | | | | | | | | (Name - if individual, state last. first, middle name) | | | | | | | | | | 111-'-l=l-- | | | | (Address) | | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | IX I<br>certified Public Accountant<br>Public Accountant | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I* 7 *a-5(e)(2)* > **Potential persons who are to…Read the full text as markdown