Full text of CITY NATIONAL SECURITIES, INC.'s X-17A-5 filed 2026-01-28 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of City National Bank) (SEC Identification Number 8-52265) Statement of Financial Condition October 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ | 8-52265 | | |---------|--| | | 11/01/24 | 10/31/25 | | |--------------------------------------|---------------------|----------|---------------------| | | | | | | | | | | | City<br>National | Securities,<br>Inc. | | | | ■ | | | | | | | | | | 555<br>S.<br>Flower<br>St.,<br>11th | Floor | | | | | | | | | Los<br>Angeles | CA | | 90071 | | | | | | | | | | | | Santiago<br>(Jim)<br>Bretado | (213)<br>673-8507 | | Jim.Bretado@cnb.com | | | | | | | | | | | | Baker<br>Tilly<br>US,<br>LLP | | | | | | | | | | 14555<br>Dallas<br>Parkway,<br>Suite | Dallas<br>300 | TX | 75254 | | | | | | | 10/22/2003 | | 23 | | | | | | | | | | | | {2}------------------------------------------------ | Jim A. Bretado | | | |----------------|--------------------------------|--| | | City National Securities, Inc. | | | | | | October 31 <sup>025</sup> | Jim Bretado | Digitally signed by Jim Bretado<br>Date: 2026.01.28 13:38:30 -08'00' | |-------------|----------------------------------------------------------------------| | | | | | Chief Financial Officer / Financial & Operations Principal | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Table of Contents | | Page(s) | |---------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3-10 | {4}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** To the Stockholder and the Board of Directors City National Securities, Inc. # *Opinion on the Financial Statement* We have audited the accompanying statement of financial condition of City National Securities, Inc. (the Company) as of October 31, 2025, that is filed pursuant to Rule 17a-5 under the Securities Exchange Act of 1934, and the related notes (the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as…Read the full text as markdown