Full text of TRADEWEB DIRECT LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Tradeweb Direct LLC** **(**SEC I.D. NO. 8-52278) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ # **PUBLIC** UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | # ANNUAL REPORTS FORM X-17 A-5 PART Ill | SfC FILE NUMB flt | | |-------------------|--| | 8-52278 | | FACING PAGE lnform;,ition Required Pursu;,int to Rules 17;,i-5, 17;,i-12, ;md 18;,i-7 under the Sec;urities Exc;h;,inge Act of 1934 FILI G FOR THE PERIOD BEGINNI G 01 /0 1/21 A D ENDI G 12/31 /21 | M / 00/YY | |-----------| | | A. REGISTRANT IDENTIFICATION AME oF FIRM: Tradeweb Direct LLC TYPE OF REGISTRANT (check all applicable boxes): l:l Broker-dealer O Security-based swap dealer 0 Major security-based s •,ap participant D Chedc here if 1esponden1 ,s illso iln o C derivif es du r ADDRESS Of PRI CIPAL PLACE Of BUSI ESS: (Do not use a P.O. box no.) # 11 77 Avenue of the Americas | | I No. ilnd Street) | | |------------------------------------------------|---------------------------------|------------| | New York | NY | 10036 | | (city) | (S ilte) | (Zip code) | | TO CONTACT WITH REGARD TO THIS FILING<br>PERSO | | | | Jonathan Pittinsky | 646-430-6092 | | | ( ilmt) | (Aru COde -<br>e ephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNT ANT 11hose reports are contained in this filing\* # Deloitte & Touche LLP | | ( ilfflt - if 1ndividui1I, state 1.ist, ,rn, ilnd midd nil mt) | | | |--------------------------------------|----------------------------------------------------------------|----------------------------|------------| | 30 Rockefeller Plaza | New York | NY | 10012 | | (Address) | (City) | (Stille) | (Zip COdtl | | _<br>·<br>10/20/2003 | | 34 | | | ,<br>r·<br>,.<br>.,,.,,<br><br>""'·· | | ·""'·· , •• .,_ •• ,,., , | | | | I-OR OFFICIAL USE ONL V | | | | | | | | • Clilims or exemption from the requirement that the ilnnuill reports be covered by the reporu of an independent public accountilnt must be supponed by it statement of facts itnd circumstitn<ts r red on itS the bitStS o thee emption. see 17 CFR 2.:0.17it·5(e)(1…Read the full text as markdown