SOUTHERN TRUST SECURITIES, INC. X-17A-5 (2021-03-30) — Broker-dealer annual report

Full text of SOUTHERN TRUST SECURITIES, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **SOUTHERN TRUST SECURITIES, INC.** **Annual Financial Statements Year Ended December 31, 2020** **Confidential Treatment Requested** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C.20549 | | | Expires: October 31, 2023<br>Estimated average burden<br>hours per response 12.00 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|--------------------|------------------------------------------------------------------------------------|--|--| | ANNUAL AUDITED REPORT | | | SEC FILE NUMBER | | | | FORM X-17A-5<br>PART III | | | 8-52282 | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | FACING PAGE<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020_AND ENDING __ 12/31/2020 | MM/DD/YY | MUJODAYY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE<br>ONLY<br>FIRM ID. NO. | | | | Southern Trust Securities, Inc. | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 3009 Del Monico Drive<br>(No. and Street) | | | | | | | Decatur | Georgla | 300372 | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Stephen Cass | | | (305) 446-4800<br>(Area Code - Telephone No) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report"<br>Bradford R. Dooley & Associates<br>(Name - if individual, slate last, first, middle name) | | | | | | | 209 West Jackson Blvd Suite 404<br>(Address) | Chicago<br>(City) | llinois<br>(State) | GOGOG<br>(Zip Code) | | | | CHECK ONE:<br>[X] Certified Public Accountant<br>Public Accountant<br>[ ] Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | OMB APPROVAL OMB Number: 3235-0123 \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). {2}--------------------------------------------…

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