Full text of A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC's X-17A-5 filed 2024-10-01 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL STATEMENTS** **YEAR ENDED JUNE 30, 2024** {1}------------------------------------------------  {2}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION** #### **YEAR ENDED JUNE 30, 2024** #### **ASSETS** | Cash | \lt;br>102,932 | |------------------------------------------|------------------| | Cash, customer escrow | 18,050 | | Deposits with clearing organizations | 2,200,000 | | Receivables: | | | Employees and Reg Reps | 1,308,720 | | Other | 1,402,887 | | Forgivable loans | 4,417,753 | | Deposits | 1,382,837 | | Investments in securities, at fair value | 818,527 | | Securities owned, at fair value | 26,695,015 | | Prepaid expenses and other assets | 944,701 | | Right of use asset | 10,577,061 | | Property and equipment, net | 488,809 | | TOTAL ASSETS | \lt;br>50,357,291 | | | | #### **LIABILITIES AND MEMBER'S EQUITY** #### **LIABILITIES:** | Payables: | | |---------------------------------------------------|------------| | Clearing organizations | 12,056,248 | | Accrued commissions and payroll | 3,519,297 | | Accrued liabilities | 3,081,564 | | Securities sold, not yet purchased, at fair value | 379,558 | | Operating lease liability | 12,132,430 | | | | | TOTAL LIABILITIES | 31,169,097 | |---------------------------------------|------------------| | MEMBER'S EQUITY | 19,188,193 | | TOTAL LIABILITIES AND MEMBER'S EQUITY | \lt;br>50,357,291 | *See accompanying notes to financial statements* {3}------------------------------------------------ #### **STATEMENT OF CHANGES IN LIABILITIES SUBORDINATED TO CLAIMS OF CREDITORS** #### **YEAR ENDED JUNE 30, 2024** | | TOTAL<br>SUBORDINATED<br>DEBT | | | |------------------------------|-------------------------------|--|--| | Balance - Beginning | \lt;br>3,500,000 | | | | Subordinated loan proceeds | 0 | | | | Subordinated loan repayments | (3,500,000) | | | | Balance - Ending | \lt;br>- | | | {4}------------------------------------------------ # **A.G.P./ALLIANCE GLOBAL PARTNERS, LLC NOTES TO FINANCIAL STATEMENTS** **YEAR ENDED JUNE 30, 2024** #### **NOTE 1 – NATURE OF ORGANIZATION** A.G.P./Alliance Global Partners LLC (the "Company"), a NYS LLC, has been approved as a registered broker-dealer with the Securities and Exchange Commission ("SEC") under SEC Rule 15(b)(11) and with the Financial Industry Regulatory Authority ("FINRA") and is a member of the Securities Investor Protection Corporation…Read the full text as markdown