Full text of USA FINANCIAL SECURITIES CORPORATION's X-17A-5/A filed 2020-03-18 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # USA Financial Securities Corporation Financial Statements Years Ended December 31, 2019 and 2018 > Corrected Copy dated 03/05/ 2020 {1}------------------------------------------------ UNITE-DST ATES SECURITIESANDEXCHANGECOMl\lJSSION Waslllin~ton, D.C. 20549 # **ANNUALAUDITEDREPORT FOAM X-17A-5 PART Ill** OM8 APPROVAL 0MB Nymber: 323\$·01 23 Expires: Aug ~u 1, W <sup>20</sup> Estlmawd average bur<l~n hOUfS r re onse ... ... 12.00 | SEC FILE NUMBER | |-----------------| | S-52342 | **FACING PAGE Information Required of Brokers** and **Dealers Pursuant to Section 17** of the Securities Exchange Act of 1934 and Rule **17a-5** There-under | REPORT FOR THE PERJOD BEG1NNJNG | ___<br>0_1_/0_1_/1_9 | ___<br>AND ENDl'.'/0 | ___<br>12_/3_ | __<br>1/_1_9<br>_ | |----------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------|---------------|--------------------------------| | | MM/OOIYV | | MM/00/ VY | | | | A. REGISTRANT IDENTlFICATION | | | | | NAME OF BROKER-DEALER: USA Financial Securities Corporation | | | | OFFICIAL USE ONL V | | ADDRE~S Or f>k.lNC:lrAL PLAC~ O~ BUSINESS: (Do nol u5e F>.O. Box No.)<br>6020 Fulton Street E | | | | FIRM I.D. NO. | | | !Nu. and Scm:O | | | | | Ada | Ml | | 49301 | | | | (SU!Lt) | | (Z lf Codr) | | | NAME AND TE.LEI>HONE 'NUMa.E.l'l OF F>EflSON TO CONT ACT IN REGARD TO THIS REJ>ORT | | | | | | | | | | (Arei Code - Telophone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBU C ACCOUNTANT whose opinion is contained in this Report*<br>Echelbarger, Himebaugh, Tamm & Co., P.C. | | | | | | | | ------ | | | | 2301 East Paris Avenue SE | Grand Rapids | Ml | | 49546 | | tAdtlr,m) | | | | Clip Code) | | C H.ECK ONE: | | | | | | | | | | | | §<br>Ccrlified Publii:: Accoun,ant | | | | | | P'ublit; Accountiml | | | | | | Accountant not resident in United State~ or any of its pos~ssions. | | | | | | | POR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *•Claims/or exem.p tio,nfrom* rhc *requiremenr thai lhe annual repol'I be covered by tire opinion of ai1 i11depende11r pubJic accow rmnt* mrm *ht! s11ppor1l!ti b\_r a stotement of facts and l'ircum.slance~ N!lied* l)tt *ilS 1he hasisfm· the t!xemplion. See .Section 24(U* la-5(e)(2) > Potential peraons who are 10 re•pond to th• coUsctlon of lntormatlon contained In this form are not required to respond uni es. lhe ror m…Read the full text as markdown