WATKINS FINANCIAL SERVICES, INC. X-17A-5 (2023-03-30) — Broker-dealer annual report

Full text of WATKINS FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** OMB Number: 3235-0123 Expires:Oct.31,2023 Estimated average burden hours per response: 12 **SEC FILE NUMBER** | Information Required | FACING<br>PAGE<br>Pursuant to Rules 17a-5#<br>17a-12,and 18a-7 | | under the Securities | Exchange Act of<br>1934 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|-----------------------------|----------------------------------------------------------------------------------|-------------------------|--| | FILING FOR THE<br>PERIOD BEGINNING | 01/01/22 | AND ENDING | 12/31/22 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT | IDENTIFICATION | | | | | Watkins<br>NAME OF<br>FIRM: | Financial<br>Services | Inc<br>, | | | | | TYPE OF REGISTRANT<br>(check<br>0<br>Broker-dealer<br>Check here if respondent is also an OTC | all applicable<br>boxes):<br>Security-based<br>swap dealer<br>derivatives dealer | | Major security-based | swap participant | | | ADDRESS OF<br>PRINCIPAL PLACE | OF BUSINESS:(Do<br>not use a P.O. | box<br>no.) | | | | | 722<br>West<br>Shepard | Lane<br>Suite | 103 | | | | | | (No. and Street) | | | | | | Farmington | | Utah | | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO<br>CONTACT<br>WITH | REGARD TO<br>THIS FILING | | | | | | Chris<br>Watkins | 801-451<br>-9500 | | watkinsfs@yahoo | .com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT<br>Haynie<br>&<br>Company | whose<br>reports are contained | in<br>this | filing* | | | | | (Name -if individual,state | last,first,and middle name) | | | | | 1785<br>West<br>2300 | South<br>Salt<br>Lake | City | Utah<br>84119 | | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | | 457 | | | | (Date of Registration with PCAOB)(if | applicable) | | (PCAOB Registration Number,if | | | | | FOR OFFICIAL<br>USE | ONLY | | applicable) | | | Claims for exemption from the requirement<br>accountant must be supported by a statement of facts and circumstances<br>CFR 240.17a-5(e)(l)(ii),<br>if applicable. | that the annual reports be covered by | | the reports of an in…

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