Full text of PROSPERO CAPITAL LLC's X-17A-5 filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill | | | OMBAPPROV l'.L<br>0MB Number: 3235-C 123<br>Expires: Oct. 31, 2023<br>Estimated average bu den<br>hours per response: 12<br>SEC FILE NUMB R<br>8-52441 | | |--------------------------------------------------|---------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | FACING PAGE | | | | | | | | | | | | | | | | | MM/ DD/YY | | | | | | | | | | | | | | | | | Easton<br>I | (No. and Street)<br>CT | | | 0661 2<br>(Zip Code | | | | | | | | | | | | | ddonovan@prosperoca oital.net | | | | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained n this filing* | | | | | | OHAB AND COMPANY, PA | (Name - if individual, state last, first, and mid clle name) | | | | | | | 100 E SYBELIAAVE, SUITE 130 MAITLAND<br>(City) | | FL<br>(State) | 327 61<br>(Zip Cocle) | | | JULY 28, 2004 | | 1839 | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if c pplicable) | | | | PUBLIC<br>~ Broker-dealer<br>I<br>(City)<br>Daniel Donovan<br>I<br>I | MM/DD/YY<br>NAME oF FIRM: Prospero Capital LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>103 North Park Avenue<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>203-395-4148 | SECURITIES AND EXCHANGE COMMI ~SION<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. bo> no.)<br>B. ACCOUNTANT IDENTIFICATII l>N | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7…Read the full text as markdown