Full text of MTS SECURITIES, LLC's X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054g** 0MB APPROVAL 0MB Number: 3235-0123 E~pires; Nov. 30, 2026 Estimated average burden hours per response; 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-52515 | | | | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------|--| | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING O 1/01 /23<br>AND ENDING 12/31 /23 | | | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: MTS Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 623 Fifth Avenue 14th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Dennis Conroy | 212-887-2171 | | Conroy@MTSPartners.com | | | (Name) | (Area Code - Telephone Num her) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Marcum LLP | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 730 Third Avenue 11th Floor | New York | NY | 10017 | | | (Address) | (City) | {State) | (Zip Code) | | | 10/16/2003 | 688 | | | | | Ii | (PCAOB •••'"""°" Nomb.,, " •PPli"bl•J I<br>' of R,gistratloo with PCAOBJl"'p~lcabl•J FOR OFACIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to…Read the full text as markdown