# NEWOAK CAPITAL MARKETS LLC X-17A-5 (2017-02-21) — Broker-dealer annual report

- Company: NEWOAK CAPITAL MARKETS LLC
- Form: X-17A-5
- Filed: 2017-02-21
- Period: 2016-12-31
- Accession: 0001113151-17-000003
- CIK: 1113151
- File #: 8-52532
- Material weakness: No
- Auditor: WithumSmith Brown
- Auditor location: Morristown, NJ
- Contact: Robert Johnson
- Phone: 2122090779
- Signed by: James Frischling (Member)

Original filing: https://www.sec.gov/Archives/edgar/data/1113151/000111315117000003/NCM2016Short.pdf

---

X-17A-5

 0001113151
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 NEWOAK CAPITAL MARKETS LLC

 685 THIRD AVENUE, 21ST FL.
 NEW YORK
 NY
 10017

 Robert Johnson
 2122090779

 WithumSmith Brown

 465 South Street Suite 200
 Morristown
 NJ
 07960

 Certified Public Accountant

 James Frischling
 NEWOAK CAPITAL MARKETS LLC
 12-31-2016
 James Frischling
 Member
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.