Full text of NEWBRIDGE SECURITIES CORPORATION's X-17A-5 filed 2026-05-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURmES ANO EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE 0MB Nurmer. 3235-0123 Expires: Nov. 30, 2026 Estimated average baden hours per response: 12 SEC FILE NUMBER** 8-52538 **Information Requ.,ed Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING** 01/01/25 **MM/DD/VV AND ENDING** 12/31 /25 **MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM:** Newbridge Securities CorQoration **TVPE OF REGISTRANT (check all applicable boxes): !!J Broker-dealer D Security-based swap dealer** □ **Major securitv-based swap participant D Oteclc here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Oo not use a P .0. box no.)** 1200 North Federal Highway, Suite 400 **(No. and Street)** Boca Raton FL 33432 **(City) (State) (Zip Code) PERSON TO CONT ACT WITH REGARD TO THIS FILING** Robert P. Spitler 954-278-8119 **bspitler@nfsgwealth.com (Name} (Area Code-Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** HLB Gravier, LLP **(Name -ifindividual, slllte last, first, and middle name} 4000 Ponce De Leon Blvd. STE 610** Coral Gables FL **(Address) (City) (State)** September 1 , 2009 #3676 **I i of -oo wilb PCAOllKff appUo,b"'J FOR OFFICIAL USE ONLY** 33146 **(Zip Code)** **• Claims for exemption from the requirement that the annual repo1ts be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 O:R Z40.17a-S(e)(l)(ii), if applicable.** **Penans who are to respond to the collectlon of Information eontained In this fonn are not required to respond unless the form displays a currently valid OM& control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I , Robert P. Spitler swear (or affinn) that, to the best of my knowledae and belief, the financial report pertaining to the firm of Newbridge Securities Corporation as of** 12/31 **2� is true and correct. I further swear (or affirm) that neither the company nor any** **partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.** **Signature:** *�&flAZ-e �* **Trtle:** **Co-CEO, CFO,…Read the full text as markdown