# KOREA INVESTMENT & SECURITIES AMERICA, INC. X-17A-5 (2020-02-26) — Broker-dealer annual report

- Company: KOREA INVESTMENT & SECURITIES AMERICA, INC.
- Form: X-17A-5
- Filed: 2020-02-26
- Period: 2019-12-31
- Accession: 0001115900-20-000002
- CIK: 1115900
- File #: 8-52615
- Material weakness: No
- Auditor: SEJONG LLP
- Auditor location: RIDGEFIELD PARK, NJ
- Contact: YOUNG CHOI PARK
- Phone: 212-314-0685
- Signed by: DONG EUN KIM (PRESIDENT)

Original filing: https://www.sec.gov/Archives/edgar/data/1115900/000111590020000002/annualreportpublicvalidate.pdf

---

X-17A-5

 0001115900
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 KOREA INVESTMENT & SECURITIES AMERICA, INC.

 1350 AVENUE OF THE AMERICAS
 SUITE 1602
 NEW YORK
 NY
 10019

 YOUNG CHOI PARK
 212-314-0685

 SEJONG LLP

 65 CHALLENGER ROAD, SUITE 250
 RIDGEFIELD PARK
 NJ
 07660

 Certified Public Accountant

 DONG EUN KIM
 KOREA INVESTMENT & SECURITIES AMERICA, INC.
 12-31-2019
 DONG EUN KIM
 PRESIDENT
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.