Full text of HALEY SECURITIES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HALEY SECURITIES, INC.** ### FINANCIAL STATEMENTS Year ended December 31, 2025 {1}------------------------------------------------ | REPORT OF INDEPENDENT REGISTERED PUBLIC | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------| | ACCOUNTING FIRM | 1 - 2 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition<br>Statement of Operations<br>Statement of Changes in Stockholders' Equity<br>Statement of Changes in Liabilities Subordinated<br>To Claims of General Creditors<br>Statement of Cash Flows | 3<br>4<br>5<br>6<br>7 | | Notes to Financial Statements | 8 - 15 | | SUPPLEMENTAL SCHEDULES | | | Schedule I - Computation of Aggregate Indebtedness and<br>Net Capital in Accordance with Rule 15c3-1 | 16 | | Schedule II - Reconciliation of Net Capital and Aggregate<br>Indebtedness per Audit Report to Client's Focus Report | 17 | | Schedule III – Information Relating to Possession or Control<br>Requirements | 18 | | Schedule IV – Computation of Reserve Requirement | 19 | | EXEMPTIONS REPORTS | | | Report of Independent Registered Public Accounting Firm<br>Exemption Report | 20<br>21 | **Page** {2}------------------------------------------------   #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders Haley Securities, Inc. Omaha, Nebraska #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of HALEY SECURITIES, INC. (a Nebraska S Corporation), as of December 31, 2025, and the related statements of operations, changes in stockholders' equity, changes in liabilities subordinated to claims of general creditors, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Haley Securities, Inc. as of December 31, 2025, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of Haley Securit…Read the full text as markdown