Full text of INTERNATIONAL EQUITY SERVICES, INC.'s X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | 3235-0123<br>August 31, 2020 | |-------------------------------| | | | Estimated average burden | | hours per response •.•• 12.00 | | | OMB APPROVAL | SEC FILE NUMBER | |-----------------| | 8-52661 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINN ING 01/01 | /2018 | | AND ENDING 12/3<br>1/2018 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|---------|------------------------------------------------|--|--| | - | ---:-<br>-<br>M"MCC/D::-D::-'::-y::-y | ,--- | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-D EALER, International Equity Services Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>120 Bloomingdale Road<br>, Ste 3400 | | | OFFICIAL USE ONLY | | | | | | | FIRM I.D. NO. | | | | | (No. and Strc:et) | | | | | | White Plains | NY | | 10605 | | | | (City) | (Slale) | | (Zip Code) | | | | N AME AND TELEPHONE NUM BER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Paul (los Santos | | | 914-949-9183<br>(Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report· | | | | | | | Weintraub & Associates LLP | | | | | | | | (Name -If IndiVidual, Slale last, first. middle name) | | | | | | 200 Mamaroneck Ave | White Plains | NY | 10601 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | I/<br>lcertified Public Accountant | | | | | | | D<br>public Accountant | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions.<br>D | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *·Claims for exemption from the requirement Ihallhe annual report be covered by Ihe opinion of an independent public occounlalll mllSI be slIpporled by a statement of/acls and circumslances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unles…Read the full text as markdown