Full text of MIDTOWN PARTNERS & CO., LLC's X-17A-5 filed 2019-03-04 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ U ITEOSTATES SECURIT IESANOEXCIIANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X·17A·5 PART Ill** | 8-52685 | |----------------------| | -<br>SEC FILE NUMBER | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Excha nge Act of 1934 a nd Rule 17a-5 Thereunder | REPORTFORTHEPERIODBEGIN I G Q1 /0 | 1 /18 | 12/31/18<br>A DE Dl G | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------|-------------------------------------------------|--| | | ----------------------<br>MM/00/YY | | ----------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | AME OF BROKER-DEALER: MIDTOWN PARTNERS & CO., LLC<br>ADDRESS OF PRI CIPAL PLACE OF BUSI ESS: (Do not use P.O. Box 'o.)<br>380 LEXINGTON AVE, SUITE 3000 | | | -<br>OFFICIAL USE ONLY | | | | | | FIRM 1.0. NO. | | | | (No und Slrccl) | | | | | New York | NY | 10168 | | | | (Cily) | (Slull:) | (Zip Code) | | | | NAME AND TELEPHONE<br>JOHN CLARKE | UMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (212) 939·6420<br>(Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPE DE 1T PUBLIC ACCOU t TA T whose opinion is contained in this Report•<br>RUBIO CPA, PC | (Name - if llldll'ldual, suue leiS!, firs/, middle name) | | | | | 900 CIRCLE 75 PARKWAY, SUITE 1100 Atlanta | | GA | 30339 | | | (Address) | (Cily) | (Slale) | (Z1p Code) | | | CHECK ONE:<br>I J' I<br>Certified Pub I ic Accountant<br>DPublic Accountant<br>D | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requiremem that the annual report be col·ered by the opinion of an independent public accou111a111 must be supported by a .statement of facts and circumstances relied on as the basis for the exemption. See Section 2-10. I 7a-5(e)(2)* SEC 1410 {06-02) Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}---------------------------------------…Read the full text as markdown