COLORADO FINANCIAL SERVICE CORPORATION X-17A-5 (2026-03-19) — Broker-dealer annual report

Full text of COLORADO FINANCIAL SERVICE CORPORATION's X-17A-5 filed 2026-03-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated **average** burden # ANNUAL REPORTS FORM X-17A~S PART Ill | Estimated average burden<br>hours per response: 12 | | |----------------------------------------------------|--| | | | SEC flt£ NUMBER # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: COLORADO FINANCIAL SERVICE CORPORATION TYPE OF REGISTRANT (check all applicable boxes): l!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 188 INVERNESS DRIVE WEST, SUITE 100 (No. and Street) CENTENNIAL COLORADO 80112 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING CHESTER HEBERT 303-962-7267 CHET.HEBERT@COLORADOFSC.COM (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• LMHS, P.C. (Name -if individual, state last, first, and middle name) 80 WASHINGTON ST NORWELL MA 02061 (Address) (City) (State) (Zip Code) 02/24/2009 3373 (Date of Registration with PCAOB)(if aoolicablel (PCAOB ReRistration Number if aoolicablel **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays **a** currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, JAMESON THON **swear (or affirm) that, to the best of** my **knowledge and belief, the financial r!P.ort eertaining to the** firm of COLORADO FINANCIAL SERVICE CORPORATION **as of** **DECEMBER 31 2~ is true and correct.** <sup>I</sup>**further swear (or affirm) that neither the company nor any partner, officer, director,** or **equivalent person, as the case may be, has any prop…

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