ALLIANT EQUITY INVESMTENTS, LLC X-17A-5/A (2019-04-25) — Broker-dealer annual report

Full text of ALLIANT EQUITY INVESMTENTS, LLC's X-17A-5/A filed 2019-04-25 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5/A 0001122744 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N The oath and affirmations page was signed by the FINOP and does not appear to meet the requirements of SEC Rule 17a-5(e)(2), per FINRA review. The oath and affirmations page as well as the exemption reports have been updated to be in conformity. ALLIANT EQUITY INVESMTENTS, LLC 21600 OXNARD STREET - SUITE 1200 WOODLAND HILLS CA 91367 Pershaun M. Reynolds 424-335-6727 RSM US LLP 515 Flower St 8th floor Los Angeles CA 90071 Certified Public Accountant Stacie Nekus ALLIANT EQUITY INVESMTENTS, LLC 12-31-2018 Stacie Nekus President & CCO Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)