Full text of PGM GLOBAL INC.'s X-17A-5 filed 2026-04-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PGM GLOBAL PGM Global Inc. # STATEMENT OF FINANCIAL CONDITION December 31, 2025 (with Report of Independent Registered Public Accounting Firm therein) (Expressed in U.S. dollars) {1}------------------------------------------------ #### Contents - വ Facing page to Form X-17A-5 - က Affirmation of Officers - 4 - 5 Statement of Financial Condition - 6 Notes to Statement of Financial Condition {2}------------------------------------------------ | PUBLIC | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-52850 | | | | | PART III | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | filing for the period beginning 01/01/25 | | AND ENDING 12/31/25 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: PGM Global Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>▪ Broker-dealer<br>ച Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | _ Major security-based swap participant | | | | 1010 de la Gauchetière Street West, Suite 2010 | | | | | | | | (No. and Street) | | | | | | Montreal | Quebec | | H3B 2N2 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Giancarle Farinacci | 514-932-7171 | | compliance@pgmglobal.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant Identification | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe I I P | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lex…Read the full text as markdown